Broker Check
Chuck Baracco, AIF, CPFA, QKA

Chuck Baracco, AIF, CPFA, QKA

Vice President

Chuck works closely assisting clients in the areas of plan design, plan compliance, investment review, and participant education including group and individual enrollment meetings. He helps manage the plan annual review process with a heavy focus on educating the Plan Sponsor on their plan and their role as Fiduciary.

Chuck is an Accredited Investment Fiduciary, AIF® and a Certified Plan Advisor, CPFA. He earned his B.S. in Business Administration and Management from Loyola College in Maryland. He holds the FINRA Series 7, Series 63 and Series 65 licenses with LPL Financial and the New York State Life and Health License.   

Chuck lives in Syracuse with his wife, Lindsey, and their three daughters. If you can’t find them tailgating on the SU Hill or closing out the summer at The Great New York State Fair, you may find them at the parks, dance studio, or making memories over Legos at the dining room table.