OneGroup Retirement Advisors Fiduciary Services:

3(38) Investment Manager operating in the committee’s investment framework, while making prudent investment selection decision on behalf of the plan
ERISA 3(38) Services include:

  • Investment Manager Due Diligence Selection
  • Investment Performance Monitoring

3(21) Co-Fiduciary investment review and monitoring to help ensure funds meet risk tolerance needs and provide asset class coverage to participants

 

ERISA 3(21) advisor:

  • Assistance with creating Investment Policy Statement
  • Investment Menu Design Assistance
  • Fee Analysis and Negotiation Support
  • Peer Benchmarking
  • Fiduciary Governance Support
  • Operational Support
  • Employee Communication Support

 

Full-Scope Retirement Plan Consulting Services include:

  • Investment Policy Statement Assistance and Review
  • Fund Menu Design Assistance
  • Investment Manager/Mutual Fund Search and Evaluation
  • QDIA Selection (as 3(38) Investment Manager)/Review
  • Peer/Industry Benchmarking
  • Total Plan Cost Analysis/Full Fee Disclosure
  • Ongoing Performance Monitoring
  • Plan Vendor Evaluation/Search
  • Employee Communication & One-on-One Education
  • Fiduciary Training
  • Client Vault Portal

 

2020 TOP DC ADVISORS

 

 

*For the third year in a row, OneGroup Retirement Advisors has been named one of The National Association of Plan Advisors (NAPA) Top DC (defined contribution) Advisor Teams. This year’s list, which focuses on teams with at least $100 million in AUA, represents more than $1 trillion in DC assets under advisement.  Significantly, those teams include more than 1500 advisors – and many more support personnel – working to help Americans prepare for a financially satisfying retirement in 40 states and Puerto Rico. 

*Mike Tisdell received individual recognition by being named to NAPA’s list of Top Advisors under 40.  The list is compiled based on nominations provided by NAPA Broker-Dealer/RIA Firm Partners. Nominations are vetted by a panel of senior advisor industry experts and evaluated based on a combination of quantitative and qualitative data. The individual named is widely regarded as future a leader within the retirement plan advisor industry. ​