The primary services we offer our clients include Retirement Plan Consulting, Financial Education  & Wealth Management. We recognize that each of these areas may present distinct challenges to our clients, so we offer a suite of services that can be customized to address the needs of each client. In each category, we offer the following:


  • Plan Sponsor support in plan governance, design and relevant regulatory developments
  • Assist in the preparation and review of a well-defined Investment Policy Statement
  • 3(21) Co-Fiduciary investment review and monitoring to help ensure funds meet risk tolerance needs and provide asset class coverage to participants
  • Fund monitoring, due diligence and fund analysis including expense review and optimization of share class
  • Employee group education on participant benefits, economic overviews and the principles of investment diversification and retirement planning
  • One-on-one participant enrollment assistance and review meetings to enhance understanding of risk/reward, investment horizon and individual asset allocation assistance
  • Drive employee loyalty and retention through better understanding of benefits provided
  • Cost containment support through record-keeper and custodian reviews, benchmarking and price comparisons


  • Comprehensive review of financial goals and assets to identify specific areas of concern
  • Categorize objectives and priorities related to the accumulation, preservation and transfer of wealth
  • Establish reasonable assumptions regarding risk and return in relation to liquidity, cash flow and tax liability concerns
  • Classify appropriate risk tolerance and investment categories suitable to address the individual needs of each client
  • Assist in the selection of an appropriate investment platform and process, both internal and externally managed options are available
  • Ongoing review of changing financial needs, portfolio performance and economic conditions in order to assess the suitability of investment strategy