Joe is an Accredited Investment Fiduciary® with over fourteen years of experience in the wealth management and securities industries. Joe specializes in the needs of high net worth individuals and working closely with businesses in their efforts to optimize their pension plans. Utilizing a disciplined investment strategy that helps manage risk with balanced return expectations, Joe has helped clients navigate the cyclicality of the markets in an effort to improve financial outcomes.
Joe earned his B.S. and M.A. from the State University of New York at Oneonta. He holds a FINRA Series 7 and Series 66 with LPL Financial and the New York State Life and Health Insurance License.
Mike is an Accredited Investment Fiduciary® and has twelve years of banking and financial services industry experience. He focuses on portfolio reviews, vendor evaluation, and participant communication for corporate retirement plans. Mike consults with plan sponsors and participants on a variety of retirement-related topics, and he delivers investment reviews and plan design analysis in an effort to ensure ongoing best practices. Mike also provides wealth management and income planning strategies for business owners and high net worth individuals.
Mike graduated from the State University of New York at Oswego, and has completed MBA courses at the Madden School of Business at LeMoyne College. He holds a FINRA Series 7 and Series 66 with LPL Financial and the New York State Life and Health Insurance License
Chuck is an Accredited Investment Fiduciary® and a Certified Plan Fiduciary Advisor. He has been in the business since 2006 where his responsibilities included plan design, compliance testing, evaluating plan documents, performing benefit -calculations and researching compliance issues.
Chuck works closely assisting clients in the areas of plan design, plan compliance, investment review, and participant education including group and individual enrollment meetings. He helps manage the plan annual review process with a heavy focus on educating the Plan Sponsor on their plan and their role as Fiduciary. He graduated from Loyola College in Maryland. He holds a FINRA Series 7, Series 63 and Series 65 with LPL Financial and the New York State Life and Health Insurance License.
Michael is an Accredited Investment Fiduciary.® Throughout his career he has held various positions where he gained valuable experience from coordinating the procurement, analysis and publishing of mutual fund performance returns for retirement plan participants, overseeing a company’s logistics and areas of strategic planning and assisting in the development of the firm’s proprietary recordkeeping system.
In 2017 Mike migrated to the wealth management operations and his duties now include mutual fund and security review, wealth management, and participant education. He graduated from Providence College in Rhode Island with a BS in Finance and Economics. He holds a FINRA Series 7 and Series 63 with LPL Financial and the New York State Life and Health Insurance License.
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